Legal Job opening : Assistant Director Compliance at CareEdge Group

About Company

CareEdge Group: Enabling customers to make informed decisions through best-in-class tools and insights Ratings (CARE Ratings Ltd): One of India’s leading credit rating agencies with a track record of servicing diverse sectors for almost three decades Advisory (CARE Advisory Research & Training Ltd.): Customised advisory services including project appraisal and viability studies and model validations enabling internal decision making

Roles & Responsibility:

  • Handling all the compliance related matters from SEBI
  • Provide Legal and Compliance advisory to stakeholders from perspective of SEBI regulations
  • Handling of work related to code of conduct framed under SEBI (Prohibition of Insider Trading) regulations
  • Design system for handling conflict of interest under applicable regulatory regime
  • Implement Compliance Tool to track compliances under various regulations
  • Exposure to SEBI and RBI liasoning and having good regulatory relationship
  • Help organization in handling inquiry/ investigation etc.
  • Vetting regulatory communications from Compliance and Legal Perspective
  • Liaoning with lawyer and government authorities for legal matters

Skills:

  • Proven experience as a Compliance Officer/ Assistant to Compliance officer in Securities/ Capital Markets
  • Excellent knowledge of all the Securities Laws
  • Exposure to liasoning with SEBI and/or RBI
  • Proactive approach toward implementation of regulatory guidelines
  • Excellent verbal and written communication skills
  • Strong stakeholder management
  • Strong negotiation skills

Expeirance – 8-10 years

Qualification: CA/ CS (LLB could be added advantage)

  • Candidates with Legal background would be preferred.

To apply for this Job : Click Here

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