Legal Job opening : Compliance-Analyst-Regulatory Compliance at Goldman Sachs

About Company

At Goldman Sachs, we believe progress is everyone’s business. That’s why we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.

The Primary Responsibilities And Expectations Of RPG Team Members Include

As the liaison between the firm and its regulators on matters of regulatory compliance, the RPG team members work closely with business, compliance and legal teams within the firm. The team is also responsible for producing a variety of reports to senior management, including the Board of Directors on a periodic basis and oversees the Compliance Division’s performance across Firmwide Compliance Programs.

  • Ensure that incoming regulatory matters that concern the firm are appropriately tracked
  • Coordinate with internal stakeholders regarding regulatory information requests and the firm’s responses
  • Escalate situations, as appropriate, to relevant divisional compliance officers and business unit managers
  • Apply excellent analytical abilities to research and draft comprehensive, accurate and persuasive responses to diverse regulatory requests for information
  • Research applicable regulatory rules and interpretive guidance
  • Take ownership of processes and controls within the team, drive the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevant
  • Organize and maintain large volumes of data and documentation in a dynamic and rapidly changing environment
  • Monitor the firm’s progress in completing undertakings made to regulators during the course of inquiries and exams, among other responsibilities
  • Execute and manage global ad-hoc projects based on compliance or business requirements that aid in enhancing the firm’s regulatory compliance

Experience / Skills / Technology Proficiency

  • Strong communications skills; oral, written and interpretive – must be able to comprehend what is said/written and ask probing questions
  • Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders
  • Ability to prioritize and make decisions in a fast paced-environment
  • Good judgment – evaluate circumstances; consider alternatives and weigh pros and cons; use critical thinking to determine when and how to escalate issues
  • Proactive, self-motivated and organized
  • Be unfailingly detail-oriented, so as to consistently produce accurate work product
  • Expertise with Microsoft Word, Excel, and PowerPoint
  • Possess a general understanding of the current regulatory environment and financial markets and/or securities regulation and rules
  • 0-2 years of experience in financial, legal, regulatory compliance, risk assessment, or accounting areas preferred

To apply for this Job : Click Here

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