Legal Job opening : Compliance Associate (Mumbai) at Third Bridge Group Limited

About Company

Third Bridge is a global research firm disrupting the traditional investment research market, providing some of the world’s largest hedge funds, mutual funds, private equity funds and management consultancies with unique, human-led insights to help them make better investment decisions. It serves over 1,000 investment firms, offering clients 24/7 coverage through its team of 1,000 employees located across eight offices.

Job Description

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices.

Skills

  • Organised with excellent attention to detail.
  • Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
  • Excellent oral and written communication skills.
  • Ability to identify risks and apply strategies or seek guidance to minimise them.
  • Ability to prioritise competing goals and interests and manage time effectively.

Responsibilities

  • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner.
  • Answering internal queries on compliance decisions.
  • Escalating non-compliant or complex questions from the business or requests as and when required.
  • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.

Qualifications

  • Degree level qualification (or equivalent)
  • Previous legal or compliance experience is preferred
  • Fluency in both written and spoken English is essential

To apply for this Job : Click Here

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